Sunday, May 30, 2010

CFA Institute Research Objectivity Standards: research report

  • CFA Institute Research Objectivity Standards recommend that firms provide full research reports on the subject companies discussed to members of the audience at a reasonable price.
  • At a minimum, the covered employee should disclose whether a written research report is available to members of the audience who are not clients of the firm, the approximate cost, and how a listener might acquire the report.
  • Firms should make copies of the full research report available for purchase or review; for example via the firm's website.

0 comments:

Post a Comment