Friday, April 29, 2011

carrying value of fixed income portfolio

carrying value of fixed income portfolio
bond

PV
bond classification

held-to-maturityheld-for-trading
face value

$10 million$7 million
coupon
4%, annual5%, semi-annual
maturity-19.5 years
1/2/2009$9.2 million (yield=5%)
purchase price
7/1/2009
$7 million (par)
purchase price
12/31/2009(current)$9.6 million
fair value


(*2) $9,260,000
carrying value
(yield = 4%)
fair value


(*1) $7,941,591
carrying value

(*1) Trading securities are reported on the balance sheet at fair value. (carrying value = fair value)
N = 19.5*2 = 39
I/Y = 4/2 = 2
PMT = 5% * (1/2) * 7,000,000 = 175,000
FV = 7,000,000
CPT PV = -7,941,590.609

(*2) Held-to-maturity securities are reported on the balance sheet at amortized cost.
Carrying value = issue price + discount amortization
= 9,200,000 + (9,200,000*5% - 10,000,000*4%)
= 9,260,000


Thus, at the end of 2009, the investment portfolio is reported at:
9,260,000 + 7,941,591 = 17,201,591

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